Jerome T. Upton - 26 Feb 2025 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ David F. Kurzawa, by power of attorney
Issuer symbol
GNW
Transactions as of
26 Feb 2025
Net transactions value
-$77,320
Form type
4
Filing time
28 Feb 2025, 16:19:33 UTC
Previous filing
19 Feb 2025
Next filing
04 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Common Stock Options Exercise +43,431 +11% 421,867 26 Feb 2025 Direct F1
transaction GNW Common Stock Tax liability $77,320 -11,627 -2.8% $6.65 410,240 26 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -43,431 -33% $0.000000 86,862 26 Feb 2025 Common Stock 43,431 Direct F1, F3
transaction GNW Restricted Stock Units Award $0 +112,518 $0.000000 112,518 26 Feb 2025 Common Stock 112,518 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Common Stock on a 1:1 basis.
F2 The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2025.
F3 Restricted Stock Units vested and converted to Common Stock on February 26, 2025.
F4 Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.