Key facts
- This page summarizes Upton Jerome T.'s Form 4 filing for GENWORTH FINANCIAL INC (GNW).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 26 Mar 2024, 16:22.
Upton Jerome T. - 25 Mar 2024 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)
- Reporting relationship
- EVP & Chief Financial Officer
- Issuer ticker
- GNW
- Reported as of
- 25 Mar 2024
- Net transaction value
- -$65,416
- SEC form
- 4
- Accepted by SEC
- 26 Mar 2024, 16:22:21 UTC
- Prior SEC filing
- 05 Mar 2024
- Next SEC filing
- 19 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ David F. Kurzawa, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Upton Jerome T. filed Form 4 for GENWORTH FINANCIAL INC (GNW) on 26 Mar 2024.
Change
- Previous filing in this sequence was filed on 05 Mar 2024.
- Current net transaction value: -$65,416.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GNW
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +24,802
- Change %
- +7.7%
- Price
- Shares after
- 346,969
- Date
- 25 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
GNW
transaction
Class A Common Stock
Tax liability
- Transaction value
- $65,416
- Shares
- -10,318
- Change %
- -3%
- Price
- $6.34
- Shares after
- 336,651
- Date
- 25 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GNW
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -24,802
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 24,802
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
Footnote F2
The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2024.
Footnote F3
Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.