Jerome T. Upton - Mar 25, 2024 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
Mar 25, 2024
Transactions value $
-$65,416
Form type
4
Date filed
3/26/2024, 04:22 PM
Previous filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Options Exercise +24.8K +7.7% 347K Mar 25, 2024 Direct F1
transaction GNW Class A Common Stock Tax liability -$65.4K -10.3K -2.97% $6.34 337K Mar 25, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -24.8K -100% $0.00* 0 Mar 25, 2024 Class A Common Stock 24.8K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2024.
F3 Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.