| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LICY | Common Shares | Award | $0 | +31,129 | +28% | $0.000000 | 142,037 | 21 Nov 2024 | Direct | F1, F2 |
| holding | LICY | Common Shares | 28,779 | 21 Nov 2024 | By ZCR Corp. | F3 |
| Id | Content |
|---|---|
| F1 | At the election of the reporting person, comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Plan (the "Plan") in lieu of cash compensation under Li-Cycle Holdings Corp. 2024 Director Compensation Program. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. The RSUs shall vest in full on May 23, 2025, subject to the reporting person's continued service through such vesting date. The number of RSUs was calculated based on the closing price of $2.08 per share of common stock on November 21, 2024. |
| F2 | Includes 129,209 RSUs awarded to the reporting person under the Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. The RSUs shall vest subject to time-based vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. |
| F3 | Consists of common shares held by ZCR Corp. Mr. Wellings is the sole owner of ZCR Corp. and has voting or investment control over the common shares held by ZCR Corp. |