Katherine Pilcher - Mar 28, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
Stock symbol
MC
Transactions as of
Mar 28, 2024
Transactions value $
$0
Form type
4
Date filed
4/2/2024, 08:16 PM
Previous filing
Feb 23, 2024
Next filing
Jun 24, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive RSUs Award $0 +28.1 +1.06% $0.00 2.68K Mar 28, 2024 Class A Common Stock 28.1 $0.00 Direct F1, F2
transaction MC 2020 Incentive RSUs Award $0 +28.9 +1.06% $0.00 2.77K Mar 28, 2024 Class A Common Stock 28.9 $0.00 Direct F1, F3
transaction MC 2021 Incentive RSUs Award $0 +41.2 +1.06% $0.00 3.94K Mar 28, 2024 Class A Common Stock 41.2 $0.00 Direct F1, F4
transaction MC 2022 Incentive RSUs Award $0 +78.2 +1.06% $0.00 7.47K Mar 28, 2024 Class A Common Stock 78.2 $0.00 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.