Katherine Pilcher - Jun 20, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
Stock symbol
MC
Transactions as of
Jun 20, 2024
Transactions value $
$0
Form type
4
Date filed
6/24/2024, 07:51 PM
Previous filing
Apr 2, 2024
Next filing
Aug 2, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive RSUs Award $0 +30 +1.12% $0.00 2.71K Jun 20, 2024 Class A Common Stock 30 $0.00 Direct F1, F2
transaction MC 2020 Incentive RSUs Award $0 +30.9 +1.12% $0.00 2.8K Jun 20, 2024 Class A Common Stock 30.9 $0.00 Direct F1, F3
transaction MC 2021 Incentive RSUs Award $0 +44 +1.12% $0.00 3.98K Jun 20, 2024 Class A Common Stock 44 $0.00 Direct F1, F4
transaction MC 2022 Incentive RSUs Award $0 +83.4 +1.12% $0.00 7.56K Jun 20, 2024 Class A Common Stock 83.4 $0.00 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.