Katherine Pilcher Ciafone - 21 Feb 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
Issuer symbol
MC
Transactions as of
21 Feb 2024
Net transactions value
-$252,477
Form type
4
Filing time
23 Feb 2024, 19:34:40 UTC
Previous filing
27 Dec 2023
Next filing
02 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +8,466 8,466 21 Feb 2024 Direct F1
transaction MC Class A Common Stock Tax liability $103 -2 -0.02% $52.60 8,464 21 Feb 2024 Direct
transaction MC Class A Common Stock Sale $252,375 -4,798 -57% $52.60 3,666 21 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -1,295 -100% $0.000000* 0 21 Feb 2024 Class A Common Stock 1,295 Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -2,656 -50% $0.000000 2,656 21 Feb 2024 Class A Common Stock 2,656 Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -1,367 -33% $0.000000 2,737 21 Feb 2024 Class A Common Stock 1,367 Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -1,300 -25% $0.000000 3,899 21 Feb 2024 Class A Common Stock 1,300 Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -1,848 -20% $0.000000 7,395 21 Feb 2024 Class A Common Stock 1,848 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 21, 2024.