Katherine Pilcher - Feb 21, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
Stock symbol
MC
Transactions as of
Feb 21, 2024
Transactions value $
-$252,477
Form type
4
Date filed
2/23/2024, 07:34 PM
Previous filing
Dec 27, 2023
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +8.47K 8.47K Feb 21, 2024 Direct F1
transaction MC Class A Common Stock Tax liability -$103 -1.95 -0.02% $52.60 8.46K Feb 21, 2024 Direct
transaction MC Class A Common Stock Sale -$252K -4.8K -56.69% $52.60 3.67K Feb 21, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -1.3K -100% $0.00* 0 Feb 21, 2024 Class A Common Stock 1.3K Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -2.66K -50% $0.00 2.66K Feb 21, 2024 Class A Common Stock 2.66K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -1.37K -33.31% $0.00 2.74K Feb 21, 2024 Class A Common Stock 1.37K Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -1.3K -25% $0.00 3.9K Feb 21, 2024 Class A Common Stock 1.3K Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -1.85K -19.99% $0.00 7.39K Feb 21, 2024 Class A Common Stock 1.85K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 21, 2024.