Sandra J. Spencer - Mar 29, 2024 Form 4 Insider Report for AUBURN NATIONAL BANCORPORATION, INC (AUBN)

Signature
/s/ Sandra J. Spencer
Stock symbol
AUBN
Transactions as of
Mar 29, 2024
Transactions value $
$0
Form type
4
Date filed
3/29/2024, 05:50 PM
Previous filing
Dec 27, 2023
Next filing
May 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUBN common stock, par value $0.1 667K Mar 29, 2024 Held as sole Person Representative Edward L. Spencer, Jr (the "Estate") see Note 1
holding AUBN common stock, par value $0.1 47.9K Mar 29, 2024 Held as sole Trustee of the Spencer 2008 Irrevocable Trust. ("Spencer Truct") See Note1
holding AUBN common stock, par value $0.1 17K Mar 29, 2024 Held pursuant to a Power of Attorney from Ruth Spencer ("Power of Attorney") See Note 1
holding AUBN common stock, par value $0.1 75.3 Mar 29, 2024 Shares held by the Reporting Person's Spouse
holding AUBN common stock, par value $0.1 10.3K Mar 29, 2024 Direct
holding AUBN common stock, par value $0.1 3.96K Mar 29, 2024 Includes all shares held by Spencer LLC. See Note 1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The reporting person was elected a director of the Issuer on March 29, 2024. Note 1. This filing shall not be deemed an admission that the reporting person is, for purposes of section 16 of the Act or otherwise, the beneficial owner of all Shares covered by the statement, including the Shares held as Personal Representative of the Estate or as Trustee of the Spencer Trust, the Shares held pursuant to the Power of Attorney and the 2,640 shares held in Spencer LLC beneficially owned by the 2 other members of Spencer LLC.of which the Reporting Person is one-third member where she indirectly owns 1,320 Shares.