Sandra J. Spencer - Dec 14, 2023 Form 3 Insider Report for AUBURN NATIONAL BANCORPORATION, INC (AUBN)

Role
10%+ Owner
Signature
/s/ Sandra J. Spencer
Stock symbol
AUBN
Transactions as of
Dec 14, 2023
Transactions value $
$0
Form type
3
Date filed
12/27/2023, 03:21 PM
Next filing
Mar 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUBN common stock, par value $0.1 667K Dec 14, 2023 Held as sole Person Representativive Edward L. Spencer, Jr (the "Estatete") see Note 1
holding AUBN common stock, par value $0.1 47.9K Dec 14, 2023 Held as sole Trustee of the Spencer 2008 Irrevocable Trust the ("Spencer Trust"). See Note 1
holding AUBN common stock, par value $0.1 17K Dec 14, 2023 Held pursuant to a Power of Attorney from Ruth Spencer ("Power of Attorney") See Note 1
holding AUBN common stock, par value $0.1 73.6 Dec 14, 2023 Shares held by the Reporting Person's Spouse
holding AUBN common stock, par value $0.1 10.3K Dec 14, 2023 Direct
holding AUBN common stock, par value $0.1 3.96K Dec 14, 2023 Includes all shares Held by Spencer LLC. See Note 1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Note 1. This filing shall not be deemed an admission that the reporting person is, for purposes of section 16 of the Act or otherwise, the beneficial owner of all Shares covered by the statement, including the Shares held as Personal Representative of the Estate or as Trustee of the Spencer Trust, the Shares held pursuant to the Power of Attorney and the 2,640 shares held in Spencer LLC beneficially owned by the 2 other members of Spencer LLC.of which the Reporting Person is one-third member where she indirectly owns 1,320 Shares.