Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | AUBN | common stock, par value $0.1 | 667K | Apr 29, 2024 | Held as sole Person Representative Edward L. Spencer, Jr (the "Estate") see Note 1 | ||||||
holding | AUBN | common stock, par value $0.1 | 47.9K | Apr 29, 2024 | Held as sole Trustee of the Spencer 2008 Irrevocable Trust. ("Spencer Truct") See Note1 | ||||||
holding | AUBN | common stock, par value $0.1 | 17K | Apr 29, 2024 | Held pursuant to a Power of Attorney from Ruth Spencer ("Power of Attorney") See Note 1 | ||||||
holding | AUBN | common stock, par value $0.1 | 75.3 | Apr 29, 2024 | Shares held by the Reporting Person's Spouse | ||||||
holding | AUBN | common stock, par value $0.1 | 10.3K | Apr 29, 2024 | Direct | ||||||
holding | AUBN | common stock, par value $0.1 | 3.96K | Apr 29, 2024 | Includes all shares held by Spencer LLC. See Note 1 |
Note 1. This filing is being made solely due to the death of Mrs. Ruth Spencer on April 29, 2024. It shall not be deemed an admission that the reporting person is, for purposes of section 16 of the Act or otherwise, the beneficial owner of all Shares covered by the statement, including the Shares held as Personal Representative of the Estate or as Trustee of the Spencer Trust, the Shares held pursuant to the Power of Attorney and the 2,640 shares held in Spencer LLC beneficially owned by the 2 other members of Spencer LLC.of which the Reporting Person is one-third member where she indirectly owns 1,320 Shares. Ms. Sandra J. Spencer previously has reported the beneficial ownership of 17,000 shares held pursuant to the Power of Attorney from Ruth Spencer, her mother. Mrs. Ruth Spencer died on April 29, 2024, whereupon the power of attorney automatically terminated by operation of law. Mrs. Ruth Spencer's will names Sandra Spencer as the Personal Representative of the Ruth Spencer Estate, subject to appointment by the Probate Court of Lee County, Alabama, and provides that the 17,000 shares will be distributed to the Ruth P. Spencer 2008 Revocable Trust, where Sandra J. Spencer is the named Trustee. Thereafter, the 17,000 shares will be distributed equally to three trusts for the benefit of Ms. Sandra Spencer and each or her two brothers. Sandra J. Spencer disclaims any beneficial ownership or pecuniary interest in the 11,333 Shares formerly held under the power of attorney from Ruth Spencer, and which are to be distributed ultimately to trusts for the benefit of Sandra J. Spencer's two brothers.