Osamu R. Watanabe - 21 Feb 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
Osamu Watanabe
Issuer symbol
MC
Transactions as of
21 Feb 2024
Net transactions value
-$723,489
Form type
4
Filing time
23 Feb 2024, 19:35:47 UTC
Previous filing
20 Feb 2024
Next filing
02 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +13,556 +10348% 13,687 21 Feb 2024 Direct F1
transaction MC Class A Common Stock Tax liability $102 -2 -0.01% $52.60 13,685 21 Feb 2024 Direct
transaction MC Class A Common Stock Sale $404,231 -7,685 -56% $52.60 6,000 21 Feb 2024 Direct F2
transaction MC Class A Common Stock Sale $319,156 -5,869 -98% $54.38 131 23 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -3,465 -100% $0.000000* 0 21 Feb 2024 Class A Common Stock 3,465 Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -4,248 -50% $0.000000 4,248 21 Feb 2024 Class A Common Stock 4,248 Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -2,056 -33% $0.000000 4,113 21 Feb 2024 Class A Common Stock 2,056 Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -1,938 -25% $0.000000 5,818 21 Feb 2024 Class A Common Stock 1,938 Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -1,848 -20% $0.000000 7,395 21 Feb 2024 Class A Common Stock 1,848 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs)
F2 Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 21, 2024.