Osamu Watanabe - Mar 28, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role: General Counsel, Secretary
Signature: /s/ Osamu Watanabe
Stock symbol: MC
Transactions as of: Mar 28, 2024
Transactions value $: $0
Form type: 4
Date filed: 4/2/2024, 08:28 PM
Previous filing: Feb 23, 2024
Next filing: Jun 24, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MC	2019 Incentive RSUs	Award	$0	+44.9	+1.06%	$0.00	4.29K	Mar 28, 2024	Class A Common Stock	44.9	$0.00	Direct	F1, F2
transaction	MC	2020 Incentive RSUs	Award	$0	+43.5	+1.06%	$0.00	4.16K	Mar 28, 2024	Class A Common Stock	43.5	$0.00	Direct	F1, F3
transaction	MC	2021 Incentive RSUs	Award	$0	+61.5	+1.06%	$0.00	5.88K	Mar 28, 2024	Class A Common Stock	61.5	$0.00	Direct	F1, F4
transaction	MC	2022 Incentive RSUs	Award	$0	+78.2	+1.06%	$0.00	7.47K	Mar 28, 2024	Class A Common Stock	78.2	$0.00	Direct	F1, F5
transaction	MC	2023 Incentive RSUs	Award	$0	+77.4	+1.06%	$0.00	7.4K	Mar 28, 2024	Class A Common Stock	77.4	$0.00	Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2	Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3	Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4	Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5	Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6	Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.