Osamu Watanabe - Feb 15, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
Osamu Watanabe
Stock symbol
MC
Transactions as of
Feb 15, 2024
Transactions value $
$0
Form type
4
Date filed
2/20/2024, 06:17 PM
Previous filing
Dec 27, 2023
Next filing
Feb 23, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2023 Vested Incentive RSUs Award $0 +7.32K $0.00 7.32K Feb 15, 2024 Class A Common Stock 7.32K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Vested 2023 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F2 The Vested 2023 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on February 23, 2025, February 23, 2026, February 23, 2027, February 23, 2028 and February 23, 2029. The Vested 2023 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.