Osamu R. Watanabe - 22 Dec 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
/s/ Osamu Watanabe
Issuer symbol
MC
Transactions as of
22 Dec 2023
Net transactions value
$0
Form type
4
Filing time
27 Dec 2023, 17:20:19 UTC
Previous filing
26 Sep 2023
Next filing
20 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs Award $0 +36 +1.1% $0.000000 3,465 22 Dec 2023 Class A Common Stock 36 $0.000000 Direct F1, F2
transaction MC 2019 Incentive RSUs Award $0 +89 +1.1% $0.000000 8,497 22 Dec 2023 Class A Common Stock 89 $0.000000 Direct F1, F3
transaction MC 2020 Incentive RSUs Award $0 +65 +1.1% $0.000000 6,169 22 Dec 2023 Class A Common Stock 65 $0.000000 Direct F1, F4
transaction MC 2021 Incentive RSUs Award $0 +81 +1.1% $0.000000 7,756 22 Dec 2023 Class A Common Stock 81 $0.000000 Direct F1, F5
transaction MC 2022 Incentive RSUs Award $0 +97 +1.1% $0.000000 9,243 22 Dec 2023 Class A Common Stock 97 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.