Marlo Michelle Cormier Platz - 15 Nov 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
SVP, CFO
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2023
Net transactions value
-$64,362
Form type
4
Filing time
17 Nov 2023, 18:25:17 UTC
Previous filing
03 Nov 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +4,236 +13% $0.000000 36,086 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +2,498 +6.9% $0.000000 38,584 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +1,455 +3.8% $0.000000 40,039 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +7,663 +19% $0.000000 47,702 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +13,150 +28% $0.000000 60,852 15 Nov 2023 Direct
transaction SBH Common Stock Tax liability $64,362 -7,065 -12% $9.11 53,787 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -4,236 -100% $0.000000* 0 15 Nov 2023 Common Stock 4,236 Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 -2,498 -100% $0.000000* 0 15 Nov 2023 Common Stock 2,498 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -1,455 -100% $0.000000* 0 15 Nov 2023 Common Stock 1,455 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -7,663 -50% $0.000000 7,663 15 Nov 2023 Common Stock 7,663 Direct F1, F4
transaction SBH Restricted stock units Options Exercise $0 -13,150 -33% $0.000000 26,301 15 Nov 2023 Common Stock 13,150 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2021.
F3 Reflects earned performance stock units that vested on November 15, 2023.
F4 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.