Kim McIntosh - 15 Nov 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
GVP, CONTROLLER & CAO
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2023
Net transactions value
-$28,833
Form type
4
Filing time
17 Nov 2023, 17:54:26 UTC
Previous filing
03 Nov 2023
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +1,916 +132% $0.000000 3,364 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +2,768 +82% $0.000000 6,132 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +8,305 +135% $0.000000 14,437 15 Nov 2023 Direct
transaction SBH Common Stock Tax liability $28,833 -3,165 -22% $9.11 11,272 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -1,916 -50% $0.000000 1,916 15 Nov 2023 Common Stock 1,916 Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 -2,768 -33% $0.000000 5,537 15 Nov 2023 Common Stock 2,768 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -8,305 -100% $0.000000* 0 15 Nov 2023 Common Stock 8,305 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F3 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.
F4 The restricted stock units vest in one installment on November 15, 2023.