Farhad Fred Ebrahimi - Nov 15, 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Stock symbol
DM
Transactions as of
Nov 15, 2023
Transactions value $
$2,162,700
Form type
4
Date filed
11/17/2023, 10:04 AM
Previous filing
Nov 16, 2023
Next filing
Nov 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $200K +100K +0.58% $2.00 17.2M Nov 15, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $976K +325K +1.89% $3.00 17.5M Nov 15, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $503K +168K +3.28% $3.00 5.27M Nov 15, 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $150 +100 +0% $1.50 9.61M Nov 15, 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $194K +77.5K +0.81% $2.50 9.69M Nov 15, 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $290K +96.8K +1% $3.00 9.78M Nov 15, 2023 By Shiraz Capital, LLC
holding DM Common Stock 3.31M Nov 15, 2023 By Corcaigh LLC
holding DM Common Stock 374K Nov 15, 2023 By Havana 2020 GRAT
holding DM Common Stock 583K Nov 15, 2023 By Elstead 2020 GRAT
holding DM Common Stock 1.21M Nov 15, 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -10K -0.18% $0.00 5.65M Nov 15, 2023 Common Stock 10K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -90K -1.59% $0.00 5.56M Nov 15, 2023 Common Stock 90K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -242K -74.45% $0.00 83.1K Nov 15, 2023 Common Stock 242K $3.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -83.1K -100% $0.00* 0 Nov 15, 2023 Common Stock 83.1K $3.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -168K -100% $0.00* 0 Nov 15, 2023 Common Stock 168K $3.00 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -100 -0.05% $0.00 207K Nov 15, 2023 Common Stock 100 $1.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -46K -13.29% $0.00 300K Nov 15, 2023 Common Stock 46K $2.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -31.5K -10.5% $0.00 269K Nov 15, 2023 Common Stock 31.5K $2.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -96.8K -44.71% $0.00 120K Nov 15, 2023 Common Stock 96.8K $3.00 By Shiraz Capital, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.