Farhad Fred Ebrahimi - 15 Nov 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
15 Nov 2023
Net transactions value
+$2,162,700
Form type
4
Filing time
17 Nov 2023, 10:04:34 UTC
Previous filing
16 Nov 2023
Next filing
20 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $200,000 +100,000 +0.58% $2.00 17,208,654 15 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $975,900 +325,300 +1.9% $3.00 17,533,954 15 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $502,500 +167,500 +3.3% $3.00 5,270,400 15 Nov 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $150 +100 +0% $1.50 9,609,785 15 Nov 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $193,750 +77,500 +0.81% $2.50 9,687,285 15 Nov 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $290,400 +96,800 +1% $3.00 9,784,085 15 Nov 2023 By Shiraz Capital, LLC
holding DM Common Stock 3,312,011 15 Nov 2023 By Corcaigh LLC
holding DM Common Stock 374,000 15 Nov 2023 By Havana 2020 GRAT
holding DM Common Stock 583,421 15 Nov 2023 By Elstead 2020 GRAT
holding DM Common Stock 1,210,300 15 Nov 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -10,000 -0.18% $0.000000 5,654,900 15 Nov 2023 Common Stock 10,000 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -90,000 -1.6% $0.000000 5,564,900 15 Nov 2023 Common Stock 90,000 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -242,200 -74% $0.000000 83,100 15 Nov 2023 Common Stock 242,200 $3.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -83,100 -100% $0.000000* 0 15 Nov 2023 Common Stock 83,100 $3.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -167,500 -100% $0.000000* 0 15 Nov 2023 Common Stock 167,500 $3.00 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -100 -0.05% $0.000000 207,400 15 Nov 2023 Common Stock 100 $1.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -46,000 -13% $0.000000 300,000 15 Nov 2023 Common Stock 46,000 $2.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -31,500 -10% $0.000000 268,500 15 Nov 2023 Common Stock 31,500 $2.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -96,800 -45% $0.000000 119,700 15 Nov 2023 Common Stock 96,800 $3.00 By Shiraz Capital, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.