Farhad Fred Ebrahimi - 16 Nov 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
16 Nov 2023
Net transactions value
+$2,031,900
Form type
4
Filing time
20 Nov 2023, 14:11:14 UTC
Previous filing
17 Nov 2023
Next filing
22 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $150 +100 +0% $1.50 3,312,111 16 Nov 2023 By Corcaigh LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $669,400 +334,700 +1.9% $2.00 17,868,654 17 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $701,250 +280,500 +1.6% $2.50 18,149,154 17 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $64,400 +32,200 +0.61% $2.00 5,302,600 17 Nov 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $285,600 +142,800 +1.5% $2.00 9,926,885 17 Nov 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $311,100 +207,400 +2.1% $1.50 10,134,285 17 Nov 2023 By Shiraz Capital, LLC
holding DM Common Stock 374,000 16 Nov 2023 By Havana 2020 GRAT
holding DM Common Stock 583,421 16 Nov 2023 By Elstead 2020 GRAT
holding DM Common Stock 1,210,300 16 Nov 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -100 -0.01% $0.000000 1,199,300 16 Nov 2023 Common Stock 100 $1.50 By Corcaigh LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -331,500 -100% $0.000000* 0 17 Nov 2023 Common Stock 331,500 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -280,500 -100% $0.000000* 0 17 Nov 2023 Common Stock 280,500 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -3,200 -0.06% $0.000000 5,561,700 17 Nov 2023 Common Stock 3,200 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -32,200 -100% $0.000000* 0 17 Nov 2023 Common Stock 32,200 $2.00 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -142,800 -100% $0.000000* 0 17 Nov 2023 Common Stock 142,800 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -207,400 -100% $0.000000* 0 17 Nov 2023 Common Stock 207,400 $1.50 By Shiraz Capital, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.