Farhad Fred Ebrahimi - Nov 14, 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Stock symbol
DM
Transactions as of
Nov 14, 2023
Transactions value $
$3,020,000
Form type
4
Date filed
11/16/2023, 10:16 AM
Previous filing
Nov 15, 2023
Next filing
Nov 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $1.44M +287K +1.71% $5.00 17.1M Nov 14, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $1.59M +317K +3.41% $5.00 9.61M Nov 14, 2023 By Shiraz Capital, LLC
holding DM Common Stock 3.31M Nov 14, 2023 By Corcaigh LLC
holding DM Common Stock 5.1M Nov 14, 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 374K Nov 14, 2023 By Havana 2020 GRAT
holding DM Common Stock 583K Nov 14, 2023 By Elstead 2020 GRAT
holding DM Common Stock 1.21M Nov 14, 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -15.7K -5.47% $0.00 271K Nov 14, 2023 Common Stock 15.7K $5.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -12.1K -4.46% $0.00 259K Nov 14, 2023 Common Stock 12.1K $5.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -5.1K -1.97% $0.00 254K Nov 14, 2023 Common Stock 5.1K $5.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -54.1K -21.29% $0.00 200K Nov 14, 2023 Common Stock 54.1K $5.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -200K -100% $0.00* 0 Nov 14, 2023 Common Stock 200K $5.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -138K -43.1% $0.00 182K Nov 14, 2023 Common Stock 138K $5.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -79.5K -43.8% $0.00 102K Nov 14, 2023 Common Stock 79.5K $5.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -100K -98.04% $0.00 2K Nov 14, 2023 Common Stock 100K $5.00 By Shiraz Capital, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.