Sharon Price John - 12 Oct 2021 Form 4 Insider Report for BUILD-A-BEAR WORKSHOP INC (BBW)

Role
President and CEO, Director
Signature
/s/ Eric R. Fencl, attorney-in-fact for Sharon Price John
Issuer symbol
BBW
Transactions as of
12 Oct 2021
Net transactions value
-$119,880
Form type
4
Filing time
14 Oct 2021, 20:01:27 UTC
Previous filing
12 Oct 2021
Next filing
18 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBW Common Stock Options Exercise $1,720 +200 +0.04% $8.60 564,813 12 Oct 2021 Direct F1
transaction BBW Common Stock Sale $3,200 -200 -0.04% $16.00 564,613 12 Oct 2021 Direct F1
transaction BBW Common Stock Options Exercise $84,332 +9,806 +1.7% $8.60 574,419 13 Oct 2021 Direct F1
transaction BBW Common Stock Sale $157,190 -9,806 -1.7% $16.03 564,613 13 Oct 2021 Direct F1, F2
transaction BBW Common Stock Options Exercise $52,856 +6,146 +1.1% $8.60 570,759 14 Oct 2021 Direct F1
transaction BBW Common Stock Sale $98,397 -6,146 -1.1% $16.01 564,613 14 Oct 2021 Direct F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -200 -0.1% $0.000000 201,276 12 Oct 2021 Common Stock 200 $8.60 Direct F1, F5
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -9,806 -4.9% $0.000000 191,470 13 Oct 2021 Common Stock 9,806 $8.60 Direct F1, F5
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -6,146 -3.2% $0.000000 185,324 14 Oct 2021 Common Stock 6,146 $8.60 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The reporting price is the weighted average sale price per share for 145 transactions in which the sale prices range from $16.00 to $16.18 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F3 The reporting price is the weighted average sale price per share for 6 transactions in which the sale prices range from $16.00 to $16.13 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F4 After giving effect to the transactions reported in this Form 4, Ms. John directly owns 397,238 shares of common stock and 167,375 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 185,324 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5 The options vested on March 15, 2020.