Sharon Price John - 07 Oct 2021 Form 4 Insider Report for BUILD-A-BEAR WORKSHOP INC (BBW)

Role
President and CEO, Director
Signature
/s/ Eric R. Fencl, attorney-in-fact for Sharon Price John
Issuer symbol
BBW
Transactions as of
07 Oct 2021
Net transactions value
-$930,437
Form type
4
Filing time
12 Oct 2021, 06:08:49 UTC
Previous filing
08 Oct 2021
Next filing
14 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBW Common Stock Options Exercise $476,020 +72,564 +13% $6.56 637,177 07 Oct 2021 Direct F1
transaction BBW Common Stock Sale $1,204,562 -72,564 -11% $16.60 564,613 07 Oct 2021 Direct F1, F2
transaction BBW Common Stock Options Exercise $188,976 +21,974 +3.9% $8.60 586,587 08 Oct 2021 Direct F1
transaction BBW Common Stock Sale $368,064 -21,974 -3.7% $16.75 564,613 08 Oct 2021 Direct F1, F3
transaction BBW Common Stock Options Exercise $25,740 +2,993 +0.53% $8.60 567,606 11 Oct 2021 Direct F1
transaction BBW Common Stock Sale $48,546 -2,993 -0.53% $16.22 564,613 11 Oct 2021 Direct F1, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -72,564 -24% $0.000000 226,443 07 Oct 2021 Common Stock 72,564 $6.56 Direct F1, F6
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -21,974 -9.7% $0.000000 204,469 08 Oct 2021 Common Stock 21,974 $8.60 Direct F1, F7
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -2,993 -1.5% $0.000000 201,476 11 Oct 2021 Common Stock 2,993 $8.60 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The reporting price is the weighted average sale price per share for 59 transactions in which the sale prices range from $16.39 to $17.01 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F3 The reporting price is the weighted average sale price per share for 27 transactions in which the sale prices range from $16.65 to $16.92 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F4 The reporting price is the weighted average sale price per share for 19 transactions in which the sale prices range from $16.00 to $16.56 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F5 After giving effect to the transactions reported in this Form 4, Ms. John directly owns 397,238 shares of common stock and 167,375 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 201,476 shares of Build-A-Bear Workshop, Inc.'s common stock.
F6 The options vested in equal annual installments over four years from the date of the grant.
F7 The options vested on March 15, 2020.