Sharon Price John - Oct 15, 2021 Form 4 Insider Report for BUILD-A-BEAR WORKSHOP INC (BBW)

Role
President and CEO, Director
Signature
/s/ Eric R. Fencl, attorney-in-fact for Sharon Price John
Stock symbol
BBW
Transactions as of
Oct 15, 2021
Transactions value $
-$100,747
Form type
4
Date filed
10/18/2021, 04:29 PM
Previous filing
Oct 14, 2021
Next filing
Dec 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBW Common Stock Options Exercise $115K +13.4K +2.38% $8.60 578K Oct 15, 2021 Direct F1
transaction BBW Common Stock Sale -$216K -13.4K -2.32% $16.11 565K Oct 15, 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -13.4K -7.24% $0.00 172K Oct 15, 2021 Common Stock 13.4K $8.60 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The reporting price is the weighted average sale price per share for 9 transactions in which the sale prices range from $16.00 to $16.31 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F3 After giving effect to the transactions reported in this Form 4, Ms. John directly owns 397,238 shares of common stock and 167,375 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 171,909 shares of Build-A-Bear Workshop, Inc.'s common stock.
F4 The options vested on March 15, 2020.