Saugata Saha - 01 Nov 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
President, Commodity Insights
Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
01 Nov 2022
Net transactions value
+$268,608
Form type
4
Filing time
04 Jan 2023, 18:04:47 UTC
Previous filing
03 Mar 2022
Next filing
16 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $104,323 +330 +10% $316.13 3,606 01 Nov 2022 Direct
transaction SPGI Common Stock Tax liability $53,426 -169 -4.7% $316.13 3,437 01 Nov 2022 Direct
transaction SPGI Common Stock Options Exercise $65,648 +196 +5.7% $334.94 3,633 31 Dec 2022 Direct
transaction SPGI Common Stock Tax liability $27,465 -82 -2.3% $334.94 3,551 31 Dec 2022 Direct
transaction SPGI Common Stock Options Exercise $118,569 +354 +10% $334.94 3,905 31 Dec 2022 Direct
transaction SPGI Common Stock Tax liability $47,561 -142 -3.6% $334.94 3,763 31 Dec 2022 Direct
transaction SPGI Common Stock Options Exercise $169,480 +506 +13% $334.94 4,269 31 Dec 2022 Direct
transaction SPGI Common Stock Tax liability $60,959 -182 -4.3% $334.94 4,087 31 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -330 -100% $0.000000* 0 01 Nov 2022 Common Stock 330 $0.000000 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -196 -100% $0.000000* 0 31 Dec 2022 Common Stock 196 $0.000000 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -354 -49% $0.000000 367 31 Dec 2022 Common Stock 354 $0.000000 Direct F1, F4
transaction SPGI Restricted Stock Units Options Exercise $0 -506 -33% $0.000000 1,030 31 Dec 2022 Common Stock 506 $0.000000 Direct F1, F5
holding SPGI Restricted Stock Units 4,661 01 Nov 2022 Common Stock 4,661 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% vested on 11/01/2022.
F3 As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.