Saugata Saha - Nov 1, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
President, Commodity Insights
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Nov 1, 2022
Transactions value $
$268,608
Form type
4
Date filed
1/4/2023, 06:04 PM
Previous filing
Mar 3, 2022
Next filing
Feb 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $104K +330 +10.07% $316.13 3.61K Nov 1, 2022 Direct
transaction SPGI Common Stock Tax liability -$53.4K -169 -4.69% $316.13 3.44K Nov 1, 2022 Direct
transaction SPGI Common Stock Options Exercise $65.6K +196 +5.7% $334.94 3.63K Dec 31, 2022 Direct
transaction SPGI Common Stock Tax liability -$27.5K -82 -2.26% $334.94 3.55K Dec 31, 2022 Direct
transaction SPGI Common Stock Options Exercise $119K +354 +9.97% $334.94 3.91K Dec 31, 2022 Direct
transaction SPGI Common Stock Tax liability -$47.6K -142 -3.64% $334.94 3.76K Dec 31, 2022 Direct
transaction SPGI Common Stock Options Exercise $169K +506 +13.45% $334.94 4.27K Dec 31, 2022 Direct
transaction SPGI Common Stock Tax liability -$61K -182 -4.26% $334.94 4.09K Dec 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -330 -100% $0.00* 0 Nov 1, 2022 Common Stock 330 $0.00 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -196 -100% $0.00* 0 Dec 31, 2022 Common Stock 196 $0.00 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -354 -49.1% $0.00 367 Dec 31, 2022 Common Stock 354 $0.00 Direct F1, F4
transaction SPGI Restricted Stock Units Options Exercise $0 -506 -32.94% $0.00 1.03K Dec 31, 2022 Common Stock 506 $0.00 Direct F1, F5
holding SPGI Restricted Stock Units 4.66K Nov 1, 2022 Common Stock 4.66K $0.00 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% vested on 11/01/2022.
F3 As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.