Saugata Saha - 14 Feb 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: President, Commodity Insights
Signature: /s/ Alma Montanez, Attorney-in-Fact
Issuer symbol: SPGI
Transactions as of: 14 Feb 2023
Net transactions value: -$551,099
Form type: 4
Filing time: 16 Feb 2023, 16:41:20 UTC
Previous filing: 04 Jan 2023
Next filing: 02 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Sale	$74,070	-200	-4.9%	$370.35	3,887	14 Feb 2023	Direct	F1
transaction	SPGI	Common Stock	Sale	$162,598	-440	-11%	$369.54	3,447	14 Feb 2023	Direct	F2
transaction	SPGI	Common Stock	Sale	$14,734	-40	-1.2%	$368.34	3,407	14 Feb 2023	Direct
transaction	SPGI	Common Stock	Sale	$25,698	-70	-2.1%	$367.11	3,337	14 Feb 2023	Direct	F3
transaction	SPGI	Common Stock	Sale	$14,644	-40	-1.2%	$366.10	3,297	15 Feb 2023	Direct	F4
transaction	SPGI	Common Stock	Sale	$259,356	-710	-22%	$365.29	2,587	15 Feb 2023	Direct	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SPGI	Restricted Stock Units						1,030	14 Feb 2023	Common Stock	1,030	$0.000000	Direct	F6, F7
holding	SPGI	Restricted Stock Units						367	14 Feb 2023	Common Stock	367	$0.000000	Direct	F6, F8
holding	SPGI	Restricted Stock Units						4,661	14 Feb 2023	Common Stock	4,661	$0.000000	Direct	F6, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $370.03 to $370.84, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $369.05 to $369.94, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.07 to $367.17, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.07 to $366.12, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.00 to $365.98, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
F6	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F7	As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F8	As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F9	As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.