Saugata Saha - Feb 14, 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Feb 14, 2023
Transactions value $
-$551,099
Form type
4
Date filed
2/16/2023, 04:41 PM
Previous filing
Jan 4, 2023
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Sale -$74.1K -200 -4.89% $370.35 3.89K Feb 14, 2023 Direct F1
transaction SPGI Common Stock Sale -$163K -440 -11.32% $369.54 3.45K Feb 14, 2023 Direct F2
transaction SPGI Common Stock Sale -$14.7K -40 -1.16% $368.34 3.41K Feb 14, 2023 Direct
transaction SPGI Common Stock Sale -$25.7K -70 -2.05% $367.11 3.34K Feb 14, 2023 Direct F3
transaction SPGI Common Stock Sale -$14.6K -40 -1.2% $366.10 3.3K Feb 15, 2023 Direct F4
transaction SPGI Common Stock Sale -$259K -710 -21.53% $365.29 2.59K Feb 15, 2023 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 1.03K Feb 14, 2023 Common Stock 1.03K $0.00 Direct F6, F7
holding SPGI Restricted Stock Units 367 Feb 14, 2023 Common Stock 367 $0.00 Direct F6, F8
holding SPGI Restricted Stock Units 4.66K Feb 14, 2023 Common Stock 4.66K $0.00 Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $370.03 to $370.84, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $369.05 to $369.94, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.07 to $367.17, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.07 to $366.12, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.00 to $365.98, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
F6 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F7 As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F8 As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F9 As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.