Saugata Saha - Mar 1, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
President, S&P Global Platts
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Mar 1, 2022
Transactions value $
-$335,118
Form type
4
Date filed
3/3/2022, 06:58 PM
Previous filing
Jan 4, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Award $0 +2.18K +111.46% $0.00 4.13K Mar 1, 2022 Direct F1
transaction SPGI Common Stock Tax liability -$335K -858 -20.75% $390.58 3.28K Mar 1, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Award $0 +1.54K $0.00 1.54K Mar 1, 2022 Common Stock 1.54K $0.00 Direct F3, F4
holding SPGI Restricted Stock Units 721 Mar 1, 2022 Common Stock 721 $0.00 Direct F3, F5
holding SPGI Restricted Stock Units 196 Mar 1, 2022 Common Stock 196 $0.00 Direct F3, F6
holding SPGI Restricted Stock Units 4.66K Mar 1, 2022 Common Stock 4.66K $0.00 Direct F3, F7
holding SPGI Restricted Stock Units 330 Mar 1, 2022 Common Stock 330 $0.00 Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2 Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4 The reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7 As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.
F8 As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% will vest on 11/01/2022.