Kevin Mills - Oct 13, 2025 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Signature
/s/ Kevin Mills
Stock symbol
SCKT
Transactions as of
Oct 13, 2025
Transactions value $
-$186,567,000,000
Form type
4
Date filed
10/14/2025, 04:38 PM
Previous filing
Jun 2, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MILLS KEVIN J Chief Executive Officer, Director 40675 ENCYCLOPEDIA CIR., FREMONT /s/ Kevin Mills 2025-10-14 0001192160

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Subordinated Convertible Note Disposed to Issuer -$187B -373K -51.35% $500,000.00 354K Oct 13, 2025 Common Stock 373K $1.34 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted.
F2 The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.