SEC ownership of SOCKET MOBILE, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000944075.

Comparable stake leader

Charlie Bass

Disclosed value leader

Charlie Bass

Comparable rows

24/35

Latest evidence

21 Aug 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
24 of 35
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
Charlie Bass
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
21 Aug 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000944075
Issuer location
Fremont, CA

Ownership snapshot

Top shareholders of SOCKET MOBILE, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Charlie Bass
Disclosed value leader
Charlie Bass
Comparable rows
24/35
Latest evidence
21 Aug 2026
13D/G 3/4/5 13F Lead comparable stake: 44% 11 rows are not safely comparable across share classes. 13D/G row: Charlie Bass Showing 1-8 of 35 holder rows.

Quick read

Charlie Bass leads the comparable SEC ownership view at 44%.

24 of 35 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Charlie Bass's linked filing trail.
Comparable ownership Top 5
Charlie Bass 44%
Kevin J. Mills 7.1%
Mills Enrico Kevin 4.9%
Felix Marx 0.15%
MV CAPITAL MANAGEMENT, INC. 1.2%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 35 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Charlie Bass
13D/G 3/4/5
BASS CHARLIE · Director, 10%+ Owner
44%
$4,627,799
5,030,216 shares
+$508,794 27 Mar 2026
Kevin J. Mills
13D/G 3/4/5
MILLS KEVIN J · Director
7.1%
$656,705
591,626 shares
-$399,638 13 Oct 2025
Mills Enrico Kevin
13D/G
4.9%
$238,730
426,304 shares
-$177,066 10 Aug 2026
Felix Marx
3/4/5
Director
0.15%
$10,981
12,643 shares
+$3,000 29 Apr 2026
MV CAPITAL MANAGEMENT, INC.
13F
Company
13F
1.2%
$63,611
105,560 shares
30 Jun 2026
Virtu Financial LLC
13F
Company
13F
0.58%
$30,000
50,564 shares
30 Jun 2026
LPL Financial LLC
13F
Company
13F
0.58%
$30,386
50,425 shares
30 Jun 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
0.53%
$27,816
46,130 shares
30 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$186,934.

Buys
$190,437
Insiders: 3
Sells
$3,503
Insiders: 1
Net
+$186,934
Shares: +161,230
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 163,176 Shares: 1,946
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 1,946 $0 $3,503 -$3,503
3-6 0 0 $0 $0 $0
6-9 8,000 0 $9,664 $0 +$9,664
9-12 155,176 0 $180,773 $0 +$180,773

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-14 of 14 reporting-owner rows connected to SOCKET MOBILE, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
14
Largest Forms 3/4/5 holder
Charlie Bass
Net 12M change
+$186,933
Latest report
21 Aug 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Charlie Bass Director, 10%+ Owner $1,037,815 +$110,286 +12% Median 06 Aug 2026
David A. Holmes Chief Executive Officer, Director $278,272 Mixed 21 Aug 2026
Leonard L. Ott Chief Information Officer $256,713 Mixed 21 Aug 2026
Lynn Zhao Chief Financial Officer, Director $225,852 Mixed 21 Aug 2026
David W. Dunlap Director $217,425 Mixed 03 Aug 2022
Brenton Earl MacDonald Director $100,730 Mixed 06 Aug 2026
Kevin J. Mills Director $89,227 -$3,503 -3.8% Filing P/S 10 Aug 2026
Ivan Lazarev Director $70,215 +$77,150 +110% Median 06 Aug 2026
William L. Parnell Jr. Director $65,420 Median 06 Aug 2026
Eric Glaenzer Chief Technology Officer $57,463 Median 21 Aug 2026
Giacomo Marini Director $13,795 Mixed 13 Jun 2023
Felix Marx Director $10,981 +$3,000 +38% Mixed 29 Apr 2026
Laura Weinstein Director $8,047 Mixed 07 Jun 2023
Alexis Hartmann Director $7,188 Mixed 22 Aug 2024

Recent insider transactions for SOCKET MOBILE, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
David A. Holmes SCKT Common Stock Award 27% 29,333 138,189 21 Aug 2026 Direct
Lynn Zhao SCKT Common Stock Award 17.9% 23,833 157,145 21 Aug 2026 Direct
Leonard L. Ott SCKT Common Stock Award 20.8% 23,833 138,169 21 Aug 2026 Direct
Eric Glaenzer SCKT Common Stock Award 28.7% 21,244 95,359 21 Aug 2026 Direct
Kevin J. Mills SCKT Common Stock Sale -3.78% $3,503 $1.80 -1,946 49,571 10 Aug 2026 Direct
Brenton Earl MacDonald SCKT Common Stock Award 8,600 8,600 06 Aug 2026 Direct
Ivan Lazarev SCKT Common Stock Award 2.64% 3,000 116,560 06 Aug 2026 Direct
William L. Parnell Jr. SCKT Common Stock Award 1.88% 2,000 108,600 06 Aug 2026 Direct
Charlie Bass SCKT Common Stock Award 0.09% 1,600 1,722,802 06 Aug 2026 Direct
Charlie Bass SCKT Common Stock Award 0.76% 13,000 1,721,202 12 Jun 2026 Direct
William L. Parnell Jr. SCKT Common Stock Award 10.4% 10,000 106,600 12 Jun 2026 Direct
Ivan Lazarev SCKT Common Stock Award 8.53% 9,000 114,560 12 Jun 2026 Direct
Kevin J. Mills SCKT Common Stock Gift -70.7% -128,981 53,463 27 May 2026 Direct
Charlie Bass SCKT Common Stock Award 0.29% 5,000 1,708,202 29 Apr 2026 Direct
William L. Parnell Jr. SCKT Common Stock Award 5.46% 5,000 96,600 29 Apr 2026 Direct
Ivan Lazarev SCKT Common Stock Award 3.94% 4,000 105,560 29 Apr 2026 Direct
Felix Marx SCKT Common Stock Award 46.3% 4,000 12,643 29 Apr 2026 Direct
Charlie Bass SCKT Subordinated Convertible Note Purchase 15.7% 444,444 3,267,826 27 Mar 2026 Direct
Charlie Bass SCKT Common Stock Option Award 11.2% 16,000 159,000 27 Feb 2026 Direct
William L. Parnell Jr. SCKT Common Stock Option Award 34.8% 16,000 62,000 27 Feb 2026 Direct
Ivan Lazarev SCKT Common Stock Option Award 59% 12,400 33,400 27 Feb 2026 Direct
Kevin J. Mills SCKT Common Stock Option Award 34.8% 54,750 211,950 27 Feb 2026 Direct
David A. Holmes SCKT Common Stock Option Award 38.6% 48,300 173,300 27 Feb 2026 Direct
Leonard L. Ott SCKT Common Stock Option Award 24.6% 21,900 110,850 27 Feb 2026 Direct
Lynn Zhao SCKT Common Stock Option Award 35.4% 23,800 91,060 27 Feb 2026 Direct
Felix Marx SCKT Common Stock Sale 53.2% $3,000 $1.00 3,000 8,643 24 Feb 2026 Direct
Charlie Bass SCKT Common Stock Award 0.37% 6,250 1,703,202 04 Feb 2026 Direct
William L. Parnell Jr. SCKT Common Stock Award 7.32% 6,250 91,600 04 Feb 2026 Direct
Ivan Lazarev SCKT Common Stock Award 5.28% 4,643 92,560 04 Feb 2026 Direct
Felix Marx SCKT Common Stock Award 66.3% 4,643 11,643 04 Feb 2026 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,664 $1.33 5,000 1,696,952 28 Nov 2025 Direct
Ivan Lazarev SCKT Common Stock Purchase 11.4% $11,801 $1.31 8,993 87,917 26 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,674 $1.33 5,000 1,691,952 26 Nov 2025 Direct
Ivan Lazarev SCKT Common Stock Purchase 10.2% $9,326 $1.28 7,286 78,924 25 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,476 $1.30 5,000 1,686,952 25 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,276 $1.26 5,000 1,681,952 24 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,193 $1.24 5,000 1,676,952 21 Nov 2025 Direct
Ivan Lazarev SCKT Common Stock Purchase 8.2% $6,514 $1.20 5,428 71,638 20 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,050 $1.21 5,000 1,671,952 20 Nov 2025 Direct
Ivan Lazarev SCKT Common Stock Purchase 0.15% $115 $1.20 96 66,210 19 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,214 $1.24 5,000 1,666,952 19 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,205 $1.24 5,000 1,661,952 18 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,260 $1.25 5,000 1,656,952 17 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.3% $6,185 $1.24 5,000 1,651,952 14 Nov 2025 Direct
Ivan Lazarev SCKT Common Stock Purchase 83.1% $34,107 $1.14 30,005 66,114 13 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.23% $4,436 $1.17 3,801 1,646,952 13 Nov 2025 Direct
Ivan Lazarev SCKT Common Stock Purchase 14.2% $4,918 $1.09 4,500 36,109 12 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.31% $5,558 $1.11 5,000 1,643,151 12 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.31% $5,478 $1.10 5,000 1,638,151 11 Nov 2025 Direct
Charlie Bass SCKT Common Stock Purchase 0.31% $5,462 $1.09 5,000 1,633,151 10 Nov 2025 Direct
* marks a reported price that did not pass the local price check.
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