Kevin Mills - May 30, 2025 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Signature
Kevin Mills
Stock symbol
SCKT
Transactions as of
May 30, 2025
Transactions value $
$58,411,000,000
Form type
4
Date filed
6/2/2025, 06:51 PM
Previous filing
Feb 3, 2025
Next filing
Oct 14, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MILLS KEVIN J President & CEO, Director, 10%+ Owner 40675 ENCYCLOPEDIA CIR., FREMONT Kevin Mills 2025-06-02 0001192160

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Subordinated Convertible Note Purchase $58.4B +234K +47.39% $250,000.00* 727K May 30, 2025 Common Stock 234K $1.07 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.