Kevin Mills - Oct 19, 2021 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Signature
/s/ Kevin Mills
Stock symbol
SCKT
Transactions as of
Oct 19, 2021
Transactions value $
$3,132
Form type
4
Date filed
10/21/2021, 04:01 PM
Previous filing
Jul 27, 2021
Next filing
Jan 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCKT Common Stock Exercise of in-the-money or at-the-money derivative security $3.13K +2.9K +1.85% $1.08 160K Oct 19, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Common stock option Exercise of in-the-money or at-the-money derivative security $0 -2.9K -1.43% $0.00 200K Oct 19, 2021 Common 2.9K $1.08 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant vested in 6 equal monthly installments commencing November 9, 2012.