Kevin Mills - Jul 23, 2021 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Role
Chief Executive Officer, Director
Signature
/s/ Kevin Mills
Stock symbol
SCKT
Transactions as of
Jul 23, 2021
Transactions value $
-$142,960
Form type
4
Date filed
7/27/2021, 05:22 PM
Next filing
Oct 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCKT Common Stock Exercise of in-the-money or at-the-money derivative security $2.4K +2K +1.28% $1.20 159K Jul 23, 2021 Direct F1
transaction SCKT Common Stock Exercise of in-the-money or at-the-money derivative security $23.6K +10K +6.3% $2.36 169K Jul 23, 2021 Direct F1
transaction SCKT Common Stock Sale -$169K -12K -7.12% $14.08* 157K Jul 23, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Common Stock Option Exercise of in-the-money or at-the-money derivative security $0 -2K -0.98% $0.00 202K Jul 23, 2021 Common 2K $1.20 Direct F2
transaction SCKT Common Stock Option Exercise of in-the-money or at-the-money derivative security $0 -10K -4.96% $0.00 192K Jul 23, 2021 Common 10K $2.36 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021 for the period of 6/16/2021 to 4/29/2022.
F2 Grant vested in 48 equal monthly installments commenced August 1, 2012.
F3 Grant vested in 48 equal monthly installments commenced February 27, 2012.