Kevin J. Mills - 23 Jul 2021 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Role
Chief Executive Officer, Director
Signature
/s/ Kevin Mills
Issuer symbol
SCKT
Transactions as of
23 Jul 2021
Net transactions value
-$142,960
Form type
4
Filing time
27 Jul 2021, 17:22:37 UTC
Next filing
21 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCKT Common Stock Exercise of in-the-money or at-the-money derivative security $2,400 +2,000 +1.3% $1.20 158,657 23 Jul 2021 Direct F1
transaction SCKT Common Stock Exercise of in-the-money or at-the-money derivative security $23,600 +10,000 +6.3% $2.36 168,657 23 Jul 2021 Direct F1
transaction SCKT Common Stock Sale $168,960 -12,000 -7.1% $14.08* 156,657 23 Jul 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Common Stock Option Exercise of in-the-money or at-the-money derivative security $0 -2,000 -0.98% $0.000000 201,757 23 Jul 2021 Common 2,000 $1.20 Direct F2
transaction SCKT Common Stock Option Exercise of in-the-money or at-the-money derivative security $0 -10,000 -5% $0.000000 191,757 23 Jul 2021 Common 10,000 $2.36 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021 for the period of 6/16/2021 to 4/29/2022.
F2 Grant vested in 48 equal monthly installments commenced August 1, 2012.
F3 Grant vested in 48 equal monthly installments commenced February 27, 2012.