Daniel D. Cox - 06 Jun 2023 Form 4 Insider Report for RIVERVIEW BANCORP INC (RVSB)

Reporting relationship: EVP/CCO
Issuer ticker: RVSB
Reported as of: 06 Jun 2023
Net transaction value: +$4,201
SEC form: 4
Accepted by SEC: 07 Jun 2023, 12:05:30 UTC
Prior SEC filing: 12 Jul 2022
Next SEC filing: 11 Jul 2023
Source filing: View source filing
Reporting owner signature: /s/Daniel D. Cox

Key filing fact

Daniel D. Cox filed Form 4 for RIVERVIEW BANCORP INC (RVSB) on 07 Jun 2023.

Key facts

This page summarizes Daniel D. Cox's Form 4 filing for RIVERVIEW BANCORP INC (RVSB).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Jun 2023, 12:05.

Change

Previous filing in this sequence was filed on 12 Jul 2022.
Current net transaction value: +$4,201.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RVSB transaction

Common Stock

Options Exercise

Transaction value: $4,201
Shares: +1,511
Change %: +4.1%
Price: $2.78
Shares after: 38,186
Date: 06 Jun 2023
Ownership: Direct
Footnotes: F1

RVSB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,058
Date: 06 Jun 2023
Ownership: Shares held by the ESOP

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RVSB transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -1,511
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Jun 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,511
Exercise price: $2.78

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Reflects 2,314 shares owned in the Riverview 401(k) Plan.

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