Key facts
- This page summarizes Daniel D. Cox's Form 4 filing for RIVERVIEW BANCORP INC (RVSB).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 12 Jul 2022, 15:40.
Daniel D. Cox - 08 Jul 2022 Form 4 Insider Report for RIVERVIEW BANCORP INC (RVSB)
- Reporting relationship
- EVP/CCO
- Issuer ticker
- RVSB
- Reported as of
- 08 Jul 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Jul 2022, 15:40:18 UTC
- Prior SEC filing
- 13 Jul 2021
- Next SEC filing
- 07 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel D. Cox
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel D. Cox filed Form 4 for RIVERVIEW BANCORP INC (RVSB) on 12 Jul 2022.
Change
- Previous filing in this sequence was filed on 13 Jul 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RVSB
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,868
- Change %
- +4.6%
- Price
- $0.000000
- Shares after
- 42,561
- Date
- 08 Jul 2022
- Ownership
- Direct
- Footnotes
- F1, F3
RVSB
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +5,605
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 48,166
- Date
- 08 Jul 2022
- Ownership
- Direct
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8. 2023, July 8, 2024 and July 8, 2025.
Footnote F2
Reporting Person was granted an award of performance based restricted stock covering a target of 5.605 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023.
Footnote F3
Reflects 5,438 shares owned indirectly in the Riverview 401(k) Plan and 6,053 shares owned indirectly in Riverview's Employee Stock Ownership Plan.