SEC ownership of RIVERVIEW BANCORP INC

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001041368.

Comparable stake leader

Nierenberg Investment Management Company, LLC

Disclosed value leader

BlackRock, Inc.

Comparable rows

50/50

Latest evidence

29 May 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
Nierenberg Investment Management Company, LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
29 May 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001041368
Issuer location
Vancouver, WA

Ownership snapshot

Top shareholders of RIVERVIEW BANCORP INC (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Nierenberg Investment Man...
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
29 May 2026
13D/G 13F 3/4/5 Lead comparable stake: 10% 13D/G row: Nierenberg Investment Management Company, LLC Showing 1-8 of 50 holder rows.

Quick read

Nierenberg Investment Management Company, LLC leads the comparable SEC ownership view at 10%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Nierenberg Investment Management Company, LLC's linked filing trail.
Comparable ownership Top 5
Nierenberg Investment Management ... 10%
BlackRock Portfolio Management LLC 6.7%
VANGUARD CAPITAL MANAGEMENT LLC 5%
Fourthstone LLC 3.3%
FJ Capital Management LLC 2.9%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Nierenberg Investment Management Company, LLC
13D/G 13F
Nierenberg David · Company
10%
$11,527,505
2,095,910 shares
+$1,163,899 14 Jul 2025
BlackRock Portfolio Management LLC
13D/G
6.7%
$8,381,381
1,406,272 shares
$0 31 Mar 2025
VANGUARD CAPITAL MANAGEMENT LLC
13D/G 13F
Vanguard Capital Management · Company
5%
$5,730,346
1,041,881 shares
$0 31 Mar 2026
Fourthstone LLC
13D/G
3.3%
$3,756,115
682,930 shares
$0 30 Jun 2025
FJ Capital Management LLC
13D/G
2.9%
$3,336,487
606,634 shares
-$7,184,848 30 Jun 2025
BlackRock, Inc.
13F 13D/G
Company
0.5%
from 13D/G
$13,074,424
2,377,168 shares
31 Mar 2026
Nicole Sherman
3/4/5
President/CEO, Director
0.8%
$903,752
164,717 shares
+$22,302 07 May 2026
David Lam
3/4/5
EVP/CFO
0.43%
$475,424
88,369 shares
+$4,930 19 Sep 2025
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$114,793.

Buys
$114,793
Insiders: 8
Sells
$0
Insiders: 0
Net
+$114,793
Shares: +22,179
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 22,179 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 8,896 0 $47,845 $0 +$47,845
3-6 3,325 0 $17,903 $0 +$17,903
6-9 975 0 $4,992 $0 +$4,992
9-12 8,983 0 $44,053 $0 +$44,053

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 21 reporting-owner rows connected to RIVERVIEW BANCORP INC. Open a relationship link for the CIK-to-CIK filing trail.

Rows
21
Largest Forms 3/4/5 holder
Kevin J. Lycklama
Net 12M change
+$114,793
Latest report
29 May 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Kevin J. Lycklama PRESIDENT/CEO, Director $2,044,315 Mixed 07 Jul 2023
Kim J. Capeloto President/CBO $1,084,732 Mixed 26 Jul 2021
Gerald L. Nies Director $923,903 Filing P/S 23 Feb 2024
Nicole Sherman President/CEO, Director $903,752 +$22,302 +2.5% Filing P/S 07 May 2026
David Lam Evp/Cfo $475,424 +$4,930 +1% Mixed 19 Sep 2025
Daniel D. Cox Evp/Coo $409,248 +$5,220 +1.3% Mixed 04 May 2026
Robert Benke Evp/Cco $287,514 +$41,160 +17% Mixed 08 May 2026
Bessie Ross Wills Director $257,760 +$16,161 +6.7% Filing P/S 18 Feb 2026
Steven Plambeck Evp/Clo $233,376 Mixed 05 Jun 2023
C. Evan Sowers President/Ceo Trust Co. $183,054 Mixed 19 Sep 2025
Patricia W. Eby Director $162,170 Mixed 22 May 2025
Bradley J. Carlson Director $111,432 +$9,790 +9.6% Filing P/S 18 Aug 2025
Michael Sventek Evp/Clo $107,691 Mixed 19 Sep 2025
Tracie L. Jellison Evp/Crbo $88,671 Mixed 07 Jul 2023
Larry A. Hoff Director $73,114 +$10,013 +16% Filing P/S 05 May 2026
Kourosh Nasser Zamanizadeh Director $65,134 Mixed 30 Mar 2026
Valerie Moreno Director $58,363 Mixed 06 Sep 2023
Charmaine Lightheart Evp/Crdeo $49,608 +$5,217 +12% Mixed 29 May 2026
Stacey A. Graham Director $38,979 Filing P/S 03 May 2024
Martin S. Friedman 10%+ Owner $0 Mixed 12 Mar 2025

Recent insider transactions for RIVERVIEW BANCORP INC

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Charmaine Lightheart RVSB Common Stock Purchase 1.79% $831 $5.54 150 8,516 01 Jun 2026 Direct
Charmaine Lightheart RVSB Common Stock Purchase 0.31% $145 $5.59 26 8,366 29 May 2026 Direct
Robert Benke RVSB Common Stock Purchase 9.09% $21,760 $5.44 4,000 47,984 08 May 2026 Direct
Nicole Sherman RVSB Common Stock Purchase 1.1% $9,876 $5.49 1,800 164,717 07 May 2026 Direct
Larry A. Hoff RVSB Common Stock Purchase 15.9% $10,013 $5.22 1,920 14,020 05 May 2026 Direct
Daniel D. Cox RVSB Common Stock Purchase 1.45% $5,220 $5.22 1,000 70,008 04 May 2026 Direct
Charmaine Lightheart RVSB Common Stock Purchase 2.23% $1,742 $5.36 325 14,893 05 Mar 2026 Direct
Bessie Ross Wills RVSB Common Stock Purchase 6.67% $16,161 $5.39 3,000 48,000 18 Feb 2026 Direct
Nicole Sherman RVSB Common Stock Purchase 0.52% $4,992 $5.12 975 187,674 05 Dec 2025 Direct
David Lam RVSB Common Stock Award 18.5% 12,905 82,799 19 Sep 2025 Direct
Charmaine Lightheart RVSB Common Stock Award 149.8% 8,737 14,568 19 Sep 2025 Direct
Michael Sventek RVSB Common Stock Award 92.2% 9,600 20,017 19 Sep 2025 Direct
C. Evan Sowers RVSB Common Stock Award 100.2% 16,990 33,948 19 Sep 2025 Direct
Robert Benke RVSB Common Stock Award 30.6% 12,000 51,204 19 Sep 2025 Direct
Daniel D. Cox RVSB Common Stock Award 26% 16,262 78,781 19 Sep 2025 Direct
Nicole Sherman RVSB Common Stock Award 21.5% 33,009 186,699 19 Sep 2025 Direct
David Lam RVSB Common Stock Purchase 1.41% $4,930 $4.93 1,000 72,134 12 Sep 2025 Direct
Nicole Sherman RVSB Common Stock Purchase 0.92% $7,434 $5.04 1,475 161,991 26 Aug 2025 Direct
Bradley J. Carlson RVSB Common Stock Purchase 4.67% $4,970 $4.97 1,000 22,421 18 Aug 2025 Direct
Charmaine Lightheart RVSB Common Stock Purchase 7.29% $2,499 $4.92 508 7,480 07 Aug 2025 Direct
Robert Benke RVSB Common Stock Purchase 10.7% $19,400 $4.85 4,000 41,287 04 Aug 2025 Direct
Bradley J. Carlson RVSB Common Stock Purchase 4.9% $4,820 $4.82 1,000 21,421 04 Aug 2025 Direct
* marks a reported price that did not pass the local price check.
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