James Endrizzi - 05 Dec 2023 Form 4 Insider Report for WAFD INC (WAFD)

Role
EVP & Chief Commercial Banker
Signature
Kelli Holz, Attorney-in-fact
Issuer symbol
WAFD
Transactions as of
05 Dec 2023
Net transactions value
$0
Form type
4
Filing time
06 Dec 2023, 11:38:14 UTC
Previous filing
16 Nov 2023
Next filing
04 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAFD Common Stock Gift $0 -1,200 -0.97% $0.000000 123,062 05 Dec 2023 Direct F1
holding WAFD Common Stock 214 05 Dec 2023 By 401(k)
holding WAFD Depositary Shares of Series A Preferred Stock 748 05 Dec 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WAFD Non-Qualified Stock Option (right to buy) 695 05 Dec 2023 Common Stock 695 $28.16 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
F2 Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").