James Endrizzi - 31 Oct 2024 Form 4 Insider Report for WAFD INC (WAFD)

Role
EVP & Chief Commercial Banker
Signature
Kelli Holz, Attorney-in-fact
Issuer symbol
WAFD
Transactions as of
31 Oct 2024
Net transactions value
-$292,806
Form type
4
Filing time
04 Nov 2024, 10:54:20 UTC
Previous filing
06 Dec 2023
Next filing
14 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAFD Common Stock Tax liability $292,806 -8,617 -6.9% $33.98 116,728 31 Oct 2024 Direct F1, F2
holding WAFD Common Stock 222 31 Oct 2024 By 401(k) F1
holding WAFD Depositary Shares of Series A Preferred Stock 748 31 Oct 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WAFD Non-Qualified Stock Option (right to buy) 695 31 Oct 2024 Common Stock 695 $28.16 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Holdings include shares acquired in dividend reinvestment transactions.
F2 Includes 69,817 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
F3 Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").