James Endrizzi - Nov 14, 2023 Form 4 Insider Report for WAFD INC (WAFD)

Role
EVP & Chief Commercial Banker
Signature
Kelli Holz, Attorney-in-fact
Stock symbol
WAFD
Transactions as of
Nov 14, 2023
Transactions value $
$634,974
Form type
4
Date filed
11/16/2023, 04:59 PM
Previous filing
Nov 2, 2023
Next filing
Dec 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAFD Common Stock Award $635K +23K +22.68% $27.64 124K Nov 14, 2023 Direct F1, F2
holding WAFD Common Stock 214 Nov 14, 2023 By 401(k)
holding WAFD Depositary Shares of Series A Preferred Stock 748 Nov 14, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WAFD Non-Qualified Stock Option (right to buy) 695 Nov 14, 2023 Common Stock 695 $28.16 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 9,222 shares, and 13,751 shares based upon certain performance criteria related to total shareholder return.
F2 Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
F3 Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").