| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NANX | Common Stock | 25.5M | Mar 1, 2024 | Direct | ||||||
| holding | NANX | Common Stock | 8.68M | Mar 1, 2024 | by Strandler, LLC | F1 | |||||
| holding | NANX | Common Stock | 676K | Mar 1, 2024 | by Grace Investments, LLC | F2 | |||||
| holding | NANX | Common Stock | 57.8K | Mar 1, 2024 | by daughter |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NANX | Series X Preferred Stock | Purchase | $6M | +15K | $400.00* | 15K | Mar 1, 2024 | Common Stock | 15M | $0.40 | by Strandler, LLC | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 8,684,270 shares of Common Stock. |
| F2 | As Manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 675,515 shares of Common Stock. |
| F3 | The Preferred Stock will be exercisable if and when the Company has filed the Certificate Amendment pursuant to which the Company's authorized shares of Common Stock are increased by an amount sufficient to satisfy the conversion rights under the Preferred Stock. If the amendment is not filed by August 1, 2024, holder shall thereafter have the right at any time to demand redemption of all or part of its Preferred Stock at a price per share of $420.00. |
| F4 | Series X Preferred Stock has no expiration date. |
| F5 | As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 15,000 shares of Series X Preferred Stock. |