Whitmore Bradford T - 08 Feb 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Issuer symbol
NANX
Transactions as of
08 Feb 2024
Transactions value $
$1,529,946
Form type
4
Date filed
12 Feb 2024, 16:58
Previous filing
09 Feb 2024
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Purchase $1.12M +2.79M +12.31% $0.40* 25.5M 08 Feb 2024 Direct
transaction NANX Common Stock Purchase $381K +953K +12.32% $0.40* 8.68M 08 Feb 2024 by Strandler, LLC F1
transaction NANX Common Stock Purchase $29.6K +74.1K +12.32% $0.40* 676K 08 Feb 2024 by Grace Investments, LP F2
transaction NANX Common Stock Purchase $2.53K +6.34K +12.32% $0.40* 57.8K 08 Feb 2024 by daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 8,684,270 shares of Common Stock.
F2 As Manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 675,515 shares of Common Stock.