Whitmore Bradford T - Feb 8, 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role: 10%+ Owner
Signature: Bradford T. Whitmore
Stock symbol: NANX
Transactions as of: Feb 8, 2024
Transactions value $: $1,529,946
Form type: 4
Date filed: 2/12/2024, 04:58 PM
Previous filing: Feb 9, 2024
Next filing: Mar 5, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NANX	Common Stock	Purchase	$1.12M	+2.79M	+12.31%	$0.40^*	25.5M	Feb 8, 2024	Direct
transaction	NANX	Common Stock	Purchase	$381K	+953K	+12.32%	$0.40^*	8.68M	Feb 8, 2024	by Strandler, LLC	F1
transaction	NANX	Common Stock	Purchase	$29.6K	+74.1K	+12.32%	$0.40^*	676K	Feb 8, 2024	by Grace Investments, LP	F2
transaction	NANX	Common Stock	Purchase	$2.53K	+6.34K	+12.32%	$0.40^*	57.8K	Feb 8, 2024	by daughter

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 8,684,270 shares of Common Stock.
F2	As Manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 675,515 shares of Common Stock.