Bradford T. Whitmore - Jun 25, 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Stock symbol
NANX
Transactions as of
Jun 25, 2024
Transactions value $
$0
Form type
4
Date filed
6/26/2024, 04:21 PM
Previous filing
Mar 5, 2024
Next filing
Sep 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Conversion of derivative security $0 +15M +172.73% $0.00 23.7M Jun 25, 2024 by Strandler, LLC F1, F2
holding NANX Common Stock 25.5M Jun 25, 2024 Direct
holding NANX Common Stock 676K Jun 25, 2024 by Grace Investments, LP F3
holding NANX Common Stock 57.8K Jun 25, 2024 by daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon conversion of the 15,000 shares of Series X Preferred Stock.
F2 As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 23,684,270 shares of Common Stock.
F3 As Manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 675,515 shares of Common Stock.