Bradford T. Whitmore - 25 Jun 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Issuer symbol
SLSN
Transactions as of
25 Jun 2024
Net transactions value
$0
Form type
4
Filing time
26 Jun 2024, 16:21:45 UTC
Previous filing
05 Mar 2024
Next filing
03 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Conversion of derivative security $0 +15,000,000 +173% $0.000000 23,684,270 25 Jun 2024 by Strandler, LLC F1, F2
holding NANX Common Stock 25,467,020 25 Jun 2024 Direct
holding NANX Common Stock 675,515 25 Jun 2024 by Grace Investments, LP F3
holding NANX Common Stock 57,791 25 Jun 2024 by daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon conversion of the 15,000 shares of Series X Preferred Stock.
F2 As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 23,684,270 shares of Common Stock.
F3 As Manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 675,515 shares of Common Stock.