Whitmore Bradford T - Jun 25, 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role: 10%+ Owner
Signature: Bradford T. Whitmore
Stock symbol: NANX
Transactions as of: Jun 25, 2024
Transactions value $: $0
Form type: 4
Date filed: 6/26/2024, 04:21 PM
Previous filing: Mar 5, 2024
Next filing: Sep 3, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NANX	Common Stock	Conversion of derivative security	$0	+15M	+172.73%	$0.00	23.7M	Jun 25, 2024	by Strandler, LLC	F1, F2
holding	NANX	Common Stock						25.5M	Jun 25, 2024	Direct
holding	NANX	Common Stock						676K	Jun 25, 2024	by Grace Investments, LP	F3
holding	NANX	Common Stock						57.8K	Jun 25, 2024	by daughter

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares acquired upon conversion of the 15,000 shares of Series X Preferred Stock.
F2	As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 23,684,270 shares of Common Stock.
F3	As Manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 675,515 shares of Common Stock.