Ryan Hicke - 11 Mar 2023 Form 3/A - Amendment Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Officer, Director
Signature
/s/ Ryan Hicke by Michael N. Peterson, attorney in fact
Issuer symbol
SEIC
Transactions as of
11 Mar 2023
Net transactions value
$0
Form type
3/A - Amendment
Filing time
15 Jun 2023, 16:05:36 UTC
Date Of Original Report
11 Mar 2023
Previous filing
15 Jun 2023
Next filing
30 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SEIC Common Stock 6,812 11 Mar 2023 By 401(k) Plan
holding SEIC Common Stock 1,171 11 Mar 2023 By Employee Stock Purchase Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 15,000 $23.86 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 25,000 $15.77 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 7,500 $22.45 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 12,500 $28.28 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 12,500 $28.28 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 12,500 $33.76 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 12,500 $33.76 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 10,000 $40.64 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 10,000 $40.64 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 12,000 $53.34 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 12,000 $53.34 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 17,500 $49.63 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 17,500 $49.63 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 12,500 $71.12 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 12,500 $71.12 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 17,500 $48.47 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 17,500 $48.47 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 20,000 $64.43 Direct
holding SEIC Option to Purchase Common Stock 11 Mar 2023 Common Stock 20,000 $64.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Exhibit 24 - Power of Attorney *Note: At the time the reporting person filed the Form 3 being amended by this Amendment No. 2, he was Executive Vice President of the Issuer. The reporting person became Chief Executive Officer of the Issuer, and a member of the Board of Directors, on June 1, 2022. This Amendment No. 2 to Form 3 is being filed to report that on the date the original Form 3 was filed, the reporting person owned the options with expiration dates of April 16, 2023 and later, which were not previously reported. All other information included herein is as of March 11, 2020 and was previously reported on the original Form 3 or Amendment No. 1 thereto.