Ryan Hicke - Dec 31, 2022 Form 5 Insider Report for SEI INVESTMENTS CO (SEIC)

Role: Officer, Director
Signature: /s/ Ryan Hicke, by Michael N. Peterson, attorney in fact
Stock symbol: SEIC
Transactions as of: Dec 31, 2022
Transactions value $: $2,950,232
Form type: 5
Date filed: 6/15/2023, 04:05 PM
Previous filing: Dec 14, 2021
Next filing: Jun 15, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SEIC	Common Stock	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities	$263K	+1.36K	+19.99%	$193.41	8.17K	Jul 29, 2020	By 401(k) plan
transaction	SEIC	Common Stock	Options Exercise	$239K	+10K	+45.39%	$23.86	32K	Sep 2, 2020	Direct
transaction	SEIC	Common Stock	Award	$2.52M	+40K	+124.88%	$62.95	72K	Mar 31, 2022	Direct	F1, F2
transaction	SEIC	Common Stock	Options Exercise	$168K	+7.5K	+10.41%	$22.45	79.5K	Aug 2, 2022	Direct
transaction	SEIC	Common Stock	Options Exercise	$354K	+12.5K	+15.72%	$28.28	92K	Dec 1, 2022	Direct
transaction	SEIC	Common Stock	Sale	-$592K	-9.4K	-10.21%	$62.95	82.6K	Dec 1, 2022	Direct	F3
holding	SEIC	Common Stock						1.17K	Dec 31, 2022	By ESPP

Showing 1 to 7 of 7 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SEIC	Option to Purchase Common Stock	Options Exercise		-10K	-100%		0	Sep 2, 2020	Common Stock	10K	$23.86	Direct	F2
transaction	SEIC	Option to Purchase Common Stock	Options Exercise		-7.5K	-100%		0	Aug 2, 2022	Common Stock	7.5K	$22.45	Direct	F2
transaction	SEIC	Option to Purchase Common Stock	Options Exercise		-12.5K	-100%		0	Dec 1, 2022	Common Stock	12.5K	$28.28	Direct	F2
transaction	SEIC	Option to Purchase Common Stock	Award		+50K			0	Dec 5, 2022	Common Stock	50K	$61.81	Direct	F2, F4
transaction	SEIC	Option to Purchase Common Stock	Award		+50K			0	Dec 5, 2022	Common Stock	50K	$61.81	Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units subject to vesting.
F2	Received as employment compensation.
F3	Represents the weighted average of a range of sale prices from $62.81 to $63.11. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F4	Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F5	Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.