Ryan Hicke - 28 Jun 2023 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Chief Executive Officer, Director
Signature
/s/ Ryan Hicke, by Michael N. Peterson, attorney in fact
Issuer symbol
SEIC
Transactions as of
28 Jun 2023
Net transactions value
+$673,837
Form type
4
Filing time
30 Jun 2023, 16:06:14 UTC
Previous filing
15 Jun 2023
Next filing
03 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Sale $1,363 -23 -0.03% $58.68 82,609 28 Jun 2023 Direct
transaction SEIC Common Stock Options Exercise $422,000 +12,500 +15% $33.76 95,109 28 Jun 2023 Direct
transaction SEIC Common Stock Options Exercise $253,200 +7,500 +7.9% $33.76 102,609 28 Jun 2023 Direct
holding SEIC Common Stock 8,174 28 Jun 2023 By 401(k) plan
holding SEIC Common Stock 1,171 28 Jun 2023 By ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Options Exercise -12,500 -100% 0 28 Jun 2023 Common Stock 12,500 $33.76 Direct F1
transaction SEIC Option to Purchase Common Stock Options Exercise -7,500 -60% 5,000 28 Jun 2023 Common Stock 7,500 $33.76 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received as employment compensation.