JOHN K. SCHMIDT - 31 Dec 2021 Form 5 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ John K. Schmidt
Issuer symbol
N/A
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
08 Feb 2022, 10:36:13 UTC
Previous filing
03 Jan 2022
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 39,670 31 Dec 2021 by Spouse
holding HTLF Common Stock 77,761 31 Dec 2021 Direct F1, F2
holding HTLF Common Stock 4,780 31 Dec 2021 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2021 Director Restricted Stock Units 0 31 Dec 2021 Common Stock 1,350 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
F2 There was an administrative error on the direct holding share total shown on the form 4 filed on 5/7/2021 which was carried forward. The correct number of shares held in the direct holding is 77,761.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.