John K. Schmidt - Dec 31, 2021 Form 5 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ John K. Schmidt
Stock symbol
HTLF
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/8/2022, 10:36 AM
Previous filing
Jan 3, 2022
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 39.7K Dec 31, 2021 by Spouse
holding HTLF Common Stock 77.8K Dec 31, 2021 Direct F1, F2
holding HTLF Common Stock 4.78K Dec 31, 2021 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2021 Director Restricted Stock Units 0 Dec 31, 2021 Common Stock 1.35K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
F2 There was an administrative error on the direct holding share total shown on the form 4 filed on 5/7/2021 which was carried forward. The correct number of shares held in the direct holding is 77,761.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.