John K. Schmidt - Jun 5, 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ John K. Schmidt
Stock symbol
HTLF
Transactions as of
Jun 5, 2022
Transactions value $
$0
Form type
4
Date filed
6/6/2022, 04:54 PM
Previous filing
Feb 8, 2022
Next filing
Jul 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $59.7K +1.35K +1.74% $44.25 79.1K Jun 5, 2022 Direct
holding HTLF Common Stock 39.7K Jun 5, 2022 by Spouse
holding HTLF Common Stock 77.8K Jun 5, 2022 Direct F1
holding HTLF Common Stock 4.78K Jun 5, 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Options Exercise -$59.7K -1.35K -50% $44.25 1.35K Jun 5, 2022 Common Stock 0 Direct F2, F3
holding HTLF 2021 Director Restricted Stock Units 0 Jun 5, 2022 Common Stock 1.35K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.