JOHN K. SCHMIDT - 28 Dec 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ John K. Schmidt
Issuer symbol
N/A
Transactions as of
28 Dec 2021
Net transactions value
$0
Form type
4
Filing time
03 Jan 2022, 14:28:16 UTC
Previous filing
07 Jun 2021
Next filing
08 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Gift $0 +25,740 +185% $0.000000 39,670 28 Dec 2021 by Spouse
transaction HTLF Common Stock Gift $0 -25,740 -25% $0.000000 78,321 28 Dec 2021 Direct F1, F2
holding HTLF Common Stock 13,930 28 Dec 2021 by Spouse
holding HTLF Common Stock 104,061 28 Dec 2021 Direct F1
holding HTLF Common Stock 4,780 28 Dec 2021 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2021 Director Restricted Stock Units 0 28 Dec 2021 Common Stock 1,350 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
F2 Gifted 25,740 shares to spouse's account.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.