Jennifer K. Hopkins - 31 Dec 2021 Form 5 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Jennifer K. Hopkins
Issuer symbol
N/A
Transactions as of
31 Dec 2021
Net transactions value
+$171,050
Form type
5
Filing time
13 Jan 2022, 16:42:11 UTC
Previous filing
07 Jun 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Purchase $171,050 +5,000 +80% $34.21 11,240 11 Mar 2020 Direct
holding HTLF Common Stock 6,240 31 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2020 Director Restricted Stock Units 2,508 31 Dec 2021 Common Stock 2,508 Direct F1, F2
holding HTLF 2020 Director Restricted Stock Units (retainer) 720 31 Dec 2021 Common Stock 720 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units 0 31 Dec 2021 Common Stock 1,650 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 31 Dec 2021 Common Stock 950 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.