Jennifer K. Hopkins - Dec 31, 2021 Form 5 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Jennifer K. Hopkins
Stock symbol
HTLF
Transactions as of
Dec 31, 2021
Transactions value $
$171,050
Form type
5
Date filed
1/13/2022, 04:42 PM
Previous filing
Jun 7, 2021
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Purchase $171K +5K +80.13% $34.21 11.2K Mar 11, 2020 Direct
holding HTLF Common Stock 6.24K Dec 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2020 Director Restricted Stock Units 2.51K Dec 31, 2021 Common Stock 2.51K Direct F1, F2
holding HTLF 2020 Director Restricted Stock Units (retainer) 720 Dec 31, 2021 Common Stock 720 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units 0 Dec 31, 2021 Common Stock 1.65K Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 Dec 31, 2021 Common Stock 950 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.