Jennifer K. Hopkins - Jun 5, 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Jennifer K. Hopkins
Stock symbol
HTLF
Transactions as of
Jun 5, 2022
Transactions value $
$0
Form type
4
Date filed
6/6/2022, 05:12 PM
Previous filing
Jan 13, 2022
Next filing
Jun 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $73K +1.65K +14.68% $44.25 12.9K Jun 5, 2022 Direct
transaction HTLF Common Stock Options Exercise $42K +950 +7.37% $44.25 13.8K Jun 5, 2022 Direct
holding HTLF Common Stock 11.2K Jun 5, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Options Exercise -$73K -1.65K -50% $44.25 1.65K Jun 5, 2022 Common Stock 0 Direct F1, F2
transaction HTLF 2021 Director Restricted Stock Units (board retainer) Options Exercise -$42K -950 -50% $44.25 950 Jun 5, 2022 Common Stock 0 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units 0 Jun 5, 2022 Common Stock 1.65K Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 Jun 5, 2022 Common Stock 950 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.