Jennifer K. Hopkins - 05 Jun 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Jennifer K. Hopkins
Issuer symbol
N/A
Transactions as of
05 Jun 2021
Net transactions value
-$3,588,948
Form type
4
Filing time
07 Jun 2021, 14:28:34 UTC
Previous filing
03 Jun 2021
Next filing
13 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $36,252 +720 +24% $50.35 3,732 05 Jun 2021 Direct
transaction HTLF Common Stock Options Exercise $126,278 +2,508 +67% $50.35 6,240 05 Jun 2021 Direct
holding HTLF Common Stock 3,012 05 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units (retainer) Options Exercise $3,625,200 -720 -50% $5035.00* 720 05 Jun 2021 Common Stock 0 Direct F1, F2
transaction HTLF 2020 Director Restricted Stock Units Options Exercise $126,278 -2,508 -50% $50.35 2,508 05 Jun 2021 Common Stock 0 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 05 Jun 2021 Common Stock 950 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 1,650 Direct F1, F2
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 05 Jun 2021 Common Stock 720 Direct F1, F2
holding HTLF 2020 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 2,508 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.