Jennifer K. Hopkins - Jun 5, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Jennifer K. Hopkins
Stock symbol
HTLF
Transactions as of
Jun 5, 2021
Transactions value $
-$3,588,948
Form type
4
Date filed
6/7/2021, 02:28 PM
Previous filing
Jun 3, 2021
Next filing
Jan 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $36.3K +720 +23.9% $50.35 3.73K Jun 5, 2021 Direct
transaction HTLF Common Stock Options Exercise $126K +2.51K +67.2% $50.35 6.24K Jun 5, 2021 Direct
holding HTLF Common Stock 3.01K Jun 5, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units (retainer) Options Exercise -$3.63M -720 -50% $5,035.00* 720 Jun 5, 2021 Common Stock 0 Direct F1, F2
transaction HTLF 2020 Director Restricted Stock Units Options Exercise -$126K -2.51K -50% $50.35 2.51K Jun 5, 2021 Common Stock 0 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 Jun 5, 2021 Common Stock 950 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units 0 Jun 5, 2021 Common Stock 1.65K Direct F1, F2
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 Jun 5, 2021 Common Stock 720 Direct F1, F2
holding HTLF 2020 Director Restricted Stock Units 0 Jun 5, 2021 Common Stock 2.51K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.