John K. Schmidt - Jun 5, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ John K. Schmidt
Stock symbol
HTLF
Transactions as of
Jun 5, 2021
Transactions value $
$0
Form type
4
Date filed
6/7/2021, 02:32 PM
Previous filing
Jun 3, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $107K +2.12K +2.08% $50.35 104K Jun 5, 2021 Direct
holding HTLF Common Stock 13.9K Jun 5, 2021 by Spouse
holding HTLF Common Stock 102K Jun 5, 2021 Direct F1
holding HTLF Common Stock 4.78K Jun 5, 2021 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units Options Exercise -$107K -2.12K -50% $50.35 2.12K Jun 5, 2021 Common Stock 0 Direct F2, F3
holding HTLF 2021 Director Restricted Stock Units 0 Jun 5, 2021 Common Stock 1.35K Direct F2, F3
holding HTLF 2020 Director Restricted Stock Units 0 Jun 5, 2021 Common Stock 2.12K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.