Thomas L. Flynn - 05 Jun 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Thomas L. Flynn
Issuer symbol
N/A
Transactions as of
05 Jun 2021
Net transactions value
$0
Form type
4
Filing time
07 Jun 2021, 14:45:29 UTC
Previous filing
03 Jun 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $36,252 +720 +2.1% $50.35 34,906 05 Jun 2021 Direct
transaction HTLF Common Stock Options Exercise $175,722 +3,490 +10% $50.35 38,396 05 Jun 2021 Direct
holding HTLF Common Stock 10,889 05 Jun 2021 IRA F1
holding HTLF Common Stock 3,195 05 Jun 2021 IRA, Wife
holding HTLF Common Stock 34,186 05 Jun 2021 Direct
holding HTLF Common Stock 37,411 05 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units (retainer) Options Exercise $36,252 -720 -50% $50.35 720 05 Jun 2021 Common Stock 0 Direct F3, F4
transaction HTLF 2020 Director Restricted Stock Units Options Exercise $175,722 -3,490 -50% $50.35 3,490 05 Jun 2021 Common Stock 0 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 05 Jun 2021 Common Stock 950 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 2,200 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 05 Jun 2021 Common Stock 720 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 3,490 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Self directed IRA Trust
F2 These shares are held as Jt. Ten.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.