Thomas L. Flynn - 05 Jun 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Thomas L. Flynn
Issuer symbol
N/A
Transactions as of
05 Jun 2022
Net transactions value
$0
Form type
4
Filing time
06 Jun 2022, 16:08:45 UTC
Previous filing
07 Jun 2021
Next filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $97,350 +2,200 +5.7% $44.25 40,596 05 Jun 2022 Direct
transaction HTLF Common Stock Options Exercise $42,038 +950 +2.3% $44.25 41,546 05 Jun 2022 Direct
holding HTLF Common Stock 11,168 05 Jun 2022 IRA F1, F2
holding HTLF Common Stock 3,277 05 Jun 2022 IRA, Wife F2
holding HTLF Common Stock 38,396 05 Jun 2022 Direct
holding HTLF Common Stock 37,411 05 Jun 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Options Exercise $97,350 -2,200 -50% $44.25 2,200 05 Jun 2022 Common Stock 0 Direct F4, F5
transaction HTLF 2021 Director Restricted Stock Units (board retainer) Options Exercise $42,038 -950 -50% $44.25 950 05 Jun 2022 Common Stock 0 Direct F4, F5
holding HTLF 2021 Director Restricted Stock Units 0 05 Jun 2022 Common Stock 2,200 Direct F4, F5
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 05 Jun 2022 Common Stock 950 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Self directed IRA Trust
F2 These shares participate in a Dividend Reinvestment Plan.
F3 These shares are held as Jt. Ten.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.